Walden's Shareholder Resolution History    

Company Name

                 Issue

2007

Walden's Role

  Outcome

3M Report on political contributions policies and practices Lead Filed Withdrawn with agreement
Applied Materials Report on vendor standards, policies and practices Lead Filed Withdrawn with agreement
CenturyTel Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Clarcor Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Coca-Cola Company Report on recycling programs and goals Lead Filed Withdrawn with agreement
Comerica Issue comprehensive sustainability report Lead Filed 39% support
Commercial Metals Include sexual orientation in non-discrimination policy Lead Filed 43% support
Dover Issue comprehensive sustainability report Lead Filed 35% support
Expeditors International Include sexual orientation in non-discrimination policy Co-Filed 43%support
Exxon Mobil Adopt and report on quantitative goals for reducing greenhouse gas emissions Co-Filed 31% support
Hershey's Report on vendor standards, policies and practices Lead Filed Withdrawn with agreement
Home Depot Public disclosure of Equal Employment Opportunity Data Lead Filed 26% support
Leggett & Platt Include sexual orientation in non-discrimination policy Lead Filed 26% support
Lehman Brothers Public disclosure of Equal Employment Opportunity Data Lead Filed Withdrawn with agreement
Medtronic Issue comprehensive sustainability report Lead Filed Withdrawn with agreement
PepsiCo Report on recycling programs and goals Lead Filed Withdrawn with agreement
Pfizer Report on executive compensation policies and practices Lead Filed Withdrawn with agreement
Precision Castparts Include sexual orientation in non-discrimination policy Co-Filed Withdrawn with agreement
Procter & Gamble Report on executive compensation policies and practices Lead Filed Withdrawn with agreement
Wells Fargo Report on executive compensation policies and practices Lead Filed 35% support
Wrigley's Report on vendor standards, policies and practices Lead Filed Withdrawn with agreement
 

Company Name

                 Issue

2006

Walden's Role

  Outcome

AmSouth Bancorporation Include sexual orientation in non-discrimination policy Lead Filed 28% support
AT&T Issue comprehensive sustainability report Lead Filed Withdrawn with agreement
C.R. Bard Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Bellsouth Report on political contribution policy Co-Filed 12% support
Chubb Corporation Issue comprehensive sustainability report Lead Filed Withdrawn with agreement
Cocoa-Cola Company Adopt comprehensive recycling policy Lead Filed Withdrawn with agreement
Commercial Metals Company Include sexual orientation in non-discrimination policy Lead Filed 43% support
Donaldson Company Public disclosure of equal employment opportunity data Lead Filed Withdrawn with agreement
Exxon Mobil Include sexual orientation in non-discrimination policy Co-Filed 34% support
Exxon Mobil Report on climate change science research Co-Filed Withdrawn with agreement
Home Depot Public disclosure of equal employment opportunity data Lead Filed 36% support
Illinois Tool Works Public disclosure of equal employment opportunity data Co-Filed Withdrawn with agreement
Leggett & Platt Include sexual orientation in non-discrimination policy Lead Filed 25% support
PepsiCo Adopt comprehensive recycling policy Lead Filed Withdrawn with agreement
SYSCO Issue comprehensive sustainability report Lead Filed Withdrawn with agreement
Wal-Mart Public disclosure of equal employment opportunity data Co-Filed Withdrawn with agreement

Company Name

                 Issue

2005

Walden's Role

  Outcome

ALLTEL Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Amgen Public disclosure of equal employment opportunity data Lead Filed Withdrawn with agreement
Apache Report on climate change policies Co-Filed Withdrawn with agreement
BellSouth Report on political contributions policy Co-Filed 12.2% support
Carlisle Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Exxon Mobil Include sexual orientation in non-discrimination policy Co-Filed 28.7% support
Exxon Mobil Report on climate change science research Co-Filed 10.3% support
Gentex Include sexual orientation in non-discrimination policy Lead Filed Withdrawn with agreement
Home Depot Public disclosure of equal employment opportunity data Lead Filed 30% support
IBM Adopt comprehensive recycling policy Lead Filed Withdrawn with agreement
PepsiCo Adopt comprehensive recycling policy Lead Filed Withdrawn with agreement
TJX Companies Report on vendor standards and policies Lead Filed 9.3% support
Wal-Mart Public disclosure of equal employment opportunity data Co-Filed 18.8% support

Company Name

                 Issue

2004

Walden's Role

  Outcome

ALLTEL

Include sexual orientation in non-discrimination policy

Lead Filed

27.5% support

American International Group

Report on climate change policies

Lead Filed

SEC omitted

Amgen

Public disclosure of equal employment opportunity data

Lead Filed

14.5% support

Apache

Report on climate change policies

Co-Filed

37% support

Avon Products

Declassify election of directors

Co-Filed

Withdrawn with agreement

Bell South

Declassify election of directors

Lead Filed

Withdrawn with agreement

Chubb

Report on climate change policies

Lead Filed

SEC omitted

Costco

Declassify election of directors

Lead Filed

75.7% support

Dover

Include sexual orientation in non-discrimination policy

Resolution

Withdrawn with agreement

Exxon Mobil

Include sexual orientation in non-discrimination policy

Co-Filed

28.9% support

Exxon Mobil

Review human rights policies

Co-Filed

7.6% support

Gillette

Declassify election of directors

Co-Filed

68.1% support

Intel

Report on water use policies

Co-Filed

Withdrawn on agreement

JP Morgan Chase

Review executive compensation policies

Co-Filed

8.2% support

Merck

HIV/AIDS pandemic policies and programs

Co-Filed

13.6% support

PepsiCo

HIV/AIDS pandemic policies and programs

Co-Filed

7.4% support

SBC Communications

Declassify election of directors

Co-Filed

Withdrawn on agreement

Stryker

Include sexual orientation in non-discrimination policy

Lead Filed

Withdrawn with agreement

TJX Companies

Declassify election of directors

Lead Filed

76.5% support

TJX Companies

Report on vendor standards and policies

Co-Filed

7.4% support

Wal-Mart

Public disclosure of equal employment opportunity data

Co-Filed

16.1% support

Company Name

                 Issue

2003

Walden's Role

  Outcome

ALLTEL

Include sexual orientation in non-discrimination policy

Lead Filed

11.7% support

Autodesk

Shareholder communication with independent director

Co-Filed

Withdrawn with agreement

Avon

Declassify election of directors

Lead Filed

80.5% support

BJ's Wholesale

Declassify election of directors

Lead Filed

Withdrawn with agreement

Cintas

Adopt comprehensive labor standards

Lead Filed

8.4% support

Coca Cola

Report on beverage container recycling goal

Co-Lead Filed

SEC omitted

Coca Cola Enterprises

Adopt comprehensive recycling policy

Co-Lead Filed

4.3% support

Colgate Palmolive

Report on response to Sub-Saharan health pandemic

Lead Filed

Withdrawn with agreement

Dover

Include sexual orientation in non-discrimination policy

Lead Filed

42.8% support

Emerson Electric

Include sexual orientation in non-discrimination policy

Co-Filed

9.9% support

Exxon Mobil

Include sexual orientation in non-discrimination policy

Co-Filed

27.1% support

Exxon Mobil

Review human rights policies, report on review

Co-Filed

8.1% support

Federated Dept. Stores

Report on company vendor standards and how then ensure the exclusion of child labor

Co-Lead Filed

Withdrawn with agreement

FedEx

Include sexual orientation in non-discrimination policy

Lead Filed

Withdrawn with agreement

Gillette

Declassify election of directors

Lead Filed

63% support

Herman Miller

Public disclosure of equal employment opportunity data

Lead Filed

Withdrawn with agreement

Illinois Tool Works

Public disclosure of equal employment opportunity data

Lead Filed

Withdrawn with agreement

JP Morgan Chase

Report on executive compensation

Co-Filed

8.8% support

Marsh McLennan

Report on risks associated with greenhouse gases

Lead Filed

Withdrawn with agreement

McDonald's

Declassify election of directors

Lead Filed

Withdrawn with agreement

Merck

Public disclosure of equal employment opportunity data

Co-Filed

Withdrawn with agreement

Merck

Declassify election of directors

Lead Filed

Withdrawn with agreement

Microsoft

Utilize Global Reporting Initiative reporting system

Lead Filed

Withdrawn with agreement

Occidental Petroleum

Report on risks associated with greenhouse gases

Lead Filed

Withdrawn with agreement

PepsiCo

Report on beverage container recycling goal

Co-Lead Filed

SEC omitted

SUPERVALU

Mercury thermometer phase-out

Co-Lead Filed

Withdrawn with agreement

TJX

Report on vendor standards

Lead Filed

8.4% support

Unocal

Adopt and report on International Labour Organization standards

Co-Filed

Withdrawn with agreement

Wal-Mart

Adopt and report on International Labour Organization standards

Co-Filed

4% support

YUM! Brands

Prepare sustainability report

Co-Filed

35.2% support

Company Name

                 Issue

2002

Walden's Role

  Outcome

Abbott Laboratories

Adopt drug accessibility policy

Co-Filed

Withdrawn

Albertsons

Label genetically engineered food

Lead Filed

3.7% support

ALLTEL

Amend anti-discrimination policy to include sexual orientation

Co-Lead Filed

9.6% support

Bemis

Public disclosure of equal employment opportunity data

Lead Filed

Withdrawn with agreement

BP Amoco

Review risks of Investing in environmentally sensitive areas

Co-Lead Filed

11% support

Bristol Myers Squibb

Make HIV/AIDS drugs affordable in African countries

Co-Filed

Withdrawn

Cardinal Health

Phase-out sale of mercury containing thermometers

Lead Filed

Withdrawn with agreement

ChevronTexaco

Report on greenhouse gas emissions

Co-Filed

Withdrawn

Coca Cola

Set recycling goals

Co-Lead Filed

4.2% support

Conseco

Take steps to prevent predatory lending

Co-Filed

7.5% support

Cooper Industries

Issue a sustainability report

Co-Filed

21.9% support

Dell

Product take-back and recycling

Co-Filed

Withdrawn with agreement

Delphi Automotive

Report on global labor standards

Co-Filed

21.6% support

Eastman Chemical

Report on cigarette filter health effects

Co-Filed

7.6% support

EMC

Increase board independence

Co-Lead Filed

56% support

EMC

Commit to in-person annual general meeting

Co-Lead Filed

SEC omitted

EMC

Take steps to diversify board by gender and race

Co-Lead Filed

32% support

Exxon Mobil

Develop renewable energy alternatives

Co-Filed

20.2% support

Exxon Mobil

Amend anti-discrimination policy to include sexual orientation

Co-Filed

23.9% support

Exxon Mobil

Adopt comprehensive human rights policy

Co-Filed

6.8% support

FleetBoston Financial

Public disclosure of equal employment opportunity data

Lead Filed

Withdrawn with agreement

FleetBoston Financial

Link executive compensation to social criteria

Co-Filed

13.1% support

Hasbro

Adopt International Labour Organization standards and independent monitoring

Co-Lead Filed

6.9% support

HCA

Phase-out use of mercury containing medical devices

Lead Filed

Withdrawn with agreement

IBM

Product take-back and recycling

Co-Filed

SEC omitted

JC Penney

Phase-out sale of mercury containing thermometers

Lead Filed

Withdrawn with agreement

Kohl's

Adopt and report on International Labour Organization standards

Co-Filed

4.2% support

Kroger

Label genetically engineered food

Lead Filed

5.8% support

Lehman Brothers

Use majority shareholder position in Peabody Coal to limit use of Hopi water supply

Co-Lead Filed

Withdrawn with agreement

Lowes

Adopt International Labour Organization standards and independent monitoring

Co-Filed

6.1% support

Occidental Petroleum

Report on greenhouse gas emissions

Lead Filed

18.9% support

PepsiCo

Set recycling goals

Co-Lead Filed

5.2% support

Sears

Adopt and report on International Labour Organization standards

Co-Filed

9.4% support

SYSCO

Report on impacts of genetically engineered food

Co-Filed

6.3% support

Teleflex

Amend anti-discrimination policy to include sexual orientation

Lead Filed

Withdrawn with agreement

TJX

Report on vendor standards

Lead Filed

5.4% support

Tricon Global Restaurants

Report on impacts of genetically engineered food

Lead Filed

Withdrawn with agreement

Unocal

Link executive compensation to social criteria

Co-Filed

8.6% support

Company Name

                 Issue

2001

Walden's Role

  Outcome

AIG

Include sexual orientation in non-discrimination policy

Lead Filed

Withdrawn with agreement

Albertsons

Label genetically engineered food ingredients

Lead Filed

6.1% support

Associates First

Take steps to prevent predatory lending

Co-Filed

Combined with Citigroup

AT&T

Tie executive compensation to social performance

Co-Lead Filed

13% support

Bank of America

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

BP Amoco

Review risks associated with drilling in Arctic National Wildlife Refuge

Co-Lead Filed

SEC omitted

Chase Manhattan

Report on global lending standards in developing countries

Co-Filed

3.3% support

ChevronTexaco

Report on efforts to decrease greenhouse gas emissions

Co-Filed

9.6% support

Citigroup

Take steps to prevent predatory lending

Co-Filed

Withdrawn with agreement

Coca Cola

Set recycling goals

Co-Lead Filed

5.1% support

Conseco

Take steps to prevent predatory lending

Co-Filed

8.0% support

CVS

Phase-out sales of mercury thermometers

Lead Filed

Withdrawn with agreement

Eastman Chemical

Conduct study to evaluate health risks posed by cigarette filter tows

Co-Filed

8.0% support

EMC

Disclose Equal Employment Opportunity data

Lead Filed

Company excluded from proxy statement

Exxon Mobil

Increase commitment to renewable energy

Co-Filed

8.9% support

Georgia Pacific

Increase environmental disclosure

Lead Filed

Withdrawn with agreement

Home Depot

Disclose Equal Employment Opportunity data

Co-Lead Filed

Withdrawn with agreement

IBM

Policy for employees to receive comparable retirement benefits

Co-Filed

14.7% support

Jones Apparel

Report on vendor standard compliance mechanisms

Co-Filed

Withdrawn with agreement

Kohl's

Tie executive compensation to social performance

Co-Filed

Withdrawn with agreement

Kroger

Label genetically engineered food ingredients

Lead Filed

15.3% support

Lehman Brothers

Take steps to prevent predatory lending

Lead Filed

Withdrawn with agreement

Longs Drug

Phase-out sales of mercury thermometers

Lead Filed

Withdrawn with agreement

Nordstrom

Report on vendor standard compliance mechanisms

Co-Filed

6.2% support

Occidental Petroleum

Report on plans to drill on land deemed sacred by U'wa (Colombia)

Co-Filed

8.3% support

PepsiCo

Set recycling goals

Co-Lead Filed

8.1% support

Sears

Establish independent monitoring of vendors and adopt ILO stds

Co-Filed

8.1% support

TJX

Implement McBride Principles (Northern Ireland)

Co-Filed

16.4% support

Tricon Global Restaurants

Report on phase-out of genetically engineered food ingredients

Lead Filed

Withdrawn with agreement

Unocal

Tie executive compensation to social performance

Co-Filed

15.4% support

Wal-Mart

Report on vendor standard compliance mechanisms

Co-Filed

5.2% support

WorldCom

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Company Name

                 Issue

2000

Walden's Role

  Outcome

Associates First

Take steps to prevent predatory lending

Co-Filed

9% support

Atlantic Richfield

Cease support of opening Arctic National Wildlife Refuge (ANWR)

Co-Filed

Meeting cancelled

ConAgra

Label/remove genetically engineered food ingredients

Lead Filed

Withdrawn with agreement

BP Amoco

Preserve ANWR & increase commitment to solar energy

Co-Filed

13.5% support

R.R. Donnelley

Review wage equity/comparable worth issues at company

Lead Filed

6.5% support

Exxon Mobil

Develop renewable Energy Alternatives

Co-Filed

6.2% support

Home Depot

Disclose Equal Employment Opportunity data

Co-Lead Filed

10.5% support

Imerys (France)

No interference with union vote in Alabama plant

Representation at Mtg.

Withdrawn with agreement

Kroger

Label/remove genetically engineered food ingredients

Lead Filed

3% support

MBNA

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Occidental Petroleum

Prevent drilling on land deemed sacred by U'wa

Co-Filed

4% support

Tricon Global Restaurants

Label/remove genetically engineered food ingredients

Lead Filed

Withdrawn with agreement

Winn-Dixie

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Company Name

                 Issue

1999

Walden's Role

  Outcome

ABN Amro (Netherlands)

Become signatory to UNEP Statement by Financial Institutions on Sustainable Development

Representation at Mtg.

Withdrawn with agreement

AIG

Issue a policy publicly committing to board inclusiveness

Co-Filed

7.3% support

Atlantic Richfield

Cease support of opening Arctic National Wildlife Refuge (ANWR)

Co-Filed

4.7% support

R.R. Donnelley

Review wage equity/comparable worth issues at company

Lead Filed

16.5% support

Gillette

Endorse CERES Principles

Lead Filed

7.5% support

Harley-Davidson

Endorse CERES Principles

Lead Filed

Withdrawn with agreement

Home Depot

Disclose Equal Employment Opportunity data

Co-Lead Filed

11.4% support

Hewlett Packard

Review global environmental standards for suppliers

Co-Filed

Withdrawn with agreement

HypoVereinsbank (Germany)

Address deficiencies in financial and environmental risk assessment projects, i.e. Maheshwar Dam in India

Representation at Mtg.

Withdrawn with agreement

T. Rowe Price

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Company Name

                 Issue

1998

Walden's Role

  Outcome

AIG

Disclose Equal Employment Opportunity data

Co-Filed

14.4% support

AIG

Review financial effects of climate change

Co-Filed

SEC omitted

AMR Corp.

Endorse CERES Principles

Lead Filed

Withdrawn with commitment

Deere

Endorse CERES Principles

Co-Filed

Withdrawn with agreement

Hewlett Packard

Review global environmental standards for suppliers

Co-Filed

7% support

Home Depot

Disclose Equal Employment Opportunity data

Co-Lead Filed

14.4% support

Intel

Endorse CERES Principles

Co-Filed

10.6% support

Walt Disney

Endorse CERES Principles

Co-Filed

Withdrawn with agreement

Wolverine Tube

Reconstitution of Board to include greater independence and diversity

Lead Filed

Withdrawn with commitment

Xerox

Ask shareholders to support company’s past environmental performance

Lead Filed

Withdrawn with agreement

Company Name

                 Issue

1997

Walden's Role

  Outcome

AT&T

Review executive pay/study link to social performance

Lead Filed

14% support

AIG

Issue a policy publicly committing to board inclusiveness

Co-Filed

10% support

Atlantic Richfield

Development of human rights guidelines for country selection, particularly given the firm’s ties in Burma.

Co-Filed

10% support

Johnson & Johnson

Review and amend its global set of corporate standards

Co-Filed

Withdrawn with agreement

MCI

Disclose Equal Employment Opportunity data

Lead Filed

SEC omitted

Southwest Airlines

Disclose Equal Employment Opportunity data

Lead Filed

12% support

Texaco

Update report on Equal Employment Opportunity

Co-Filed

Withdrawn with commitment

Xerox

Endorse CERES Principles

Co-Filed

Withdrawn with agreement

Company Name

                 Issue

1996

Walden's Role

  Outcome

Becton Dickinson

Report on its Mexican maquiladora operation

Co-Filed

10% support

Bristol Myers Squibb

Report on Executive pay ties to social issues

Lead Filed

Withdrawn with agreement

Leggett & Platt

Report on CERES environment principles

Lead Filed

14% support

Sigma-Aldrich

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Company Name

                 Issue

1995

Walden's Role

  Outcome

Albertsons

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

First Virginia Banks

Report on Community Reinvestment

Lead Filed

Withdrawn with commitment

W. W. Grainger

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with commitment

Masco

Environmental liabilities disclosure

Lead Filed

Withdrawn with commitment

Northwest Natural Gas

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with commitment

Company Name

                 Issue

1994

Walden's Role

  Outcome

Ametek

More independent and diverse board

Lead Filed

30% support

R. R. Donnelley

Disclose Equal Employment Opportunity data

Lead Filed

21% support

W. W. Grainger

Disclose Equal Employment Opportunity data

Lead Filed

11% support

Leggett & Platt

Disclose Equal Employment Opportunity data

Lead Filed

14% support

Tecumseh Products

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with commitment

Company Name

                 Issue

1993

Walden's Role

  Outcome

Albertsons

Disclose Equal Employment Opportunity data

Lead Filed

Withdrawn with agreement

Oregon Steel Mills

Report publicly on the environmental impact of its operations

Lead Filed

8% support

Company Name

                 Issue

1992

Walden's Role

  Outcome

Oregon Steel Mills

Report publicly on the environmental impact of its operations

Lead Filed

6% support

Company Name

                 Issue

1990

Walden's Role

  Outcome

Consolidated Paper

Report on the Valdez (CERES) Principles

Lead Filed/CSIF

Withdrawn with agreement

Gannett

Report on the Valdez (CERES) Principles

Lead Filed/CSIF

Withdrawn with agreement

Company Name

                 Issue

1987

Walden's Role

  Outcome

Angelica Corp.

Study and report on the relations between the corporation’s employees, management, and shareholders and on what applicable policies, if any, have been implemented.

Lead Filed/CSIF

Withdrawn with agreement


The information provided in the above article is for historical purposes only.  Such information may no longer be current and therefore should not be relied upon.

The information contained herein has been prepared from sources and data we believe to be reliable, but we make no guarantee as to its adequacy, accuracy, timeliness or completeness. We cannot and do not guarantee the suitability or profitability of any particular investment. No information herein is intended as an offer or solicitation of an offer to sell or buy, or as a sponsorship of any company, security, or fund. Neither Walden nor any of its contributors make any representations about the suitability of the information contained herein. Opinions expressed herein are subject to change without notice. The writings of authors do not necessarily represent the views of Walden Asset Management, its parent, or affiliated entities.